Freelance Specialist Regulatory Compliance Investment Banking

JCW GroupFrankfurt am Main

For an international investment bank based in Frankfurt, we are looking for support for a compact but internationally connected compliance team in the wholesale business.

Project start: 10/2026

Duration: 12–14 months

Workload: 2 days/week on-site in Frankfurt

Location: Frankfurt am Main

Responsibilities

  • Ongoing management of the compliance programme, including controls and reporting
  • Advising trading desks and senior management on compliance matters
  • Submitting regulatory filings and registrations within deadlines
  • Compliance monitoring, testing and audits
  • Close coordination with international locations within a matrix structure

Profile

  • 5+ years of experience in regulatory compliance
  • Understanding of products and processes in Investment Banking / Global Markets
  • Hands-on mentality
  • English: business fluent (C1), German language skills welcome but not essential

Interested? Feel free to send me your CV at michael.wolz@jcwgroup.com